to a wider target. The application features simple tips on financial planning, easy to access information on financial products and more information useful for making investment decision which includes

protection and are at risk of being scammed or exposed to money laundering risks.   The public can check the list of licensed business operators at www.sec.or.th or via the “SEC Check First” application

service providers and approved individuals under SEC supervision are available at www.sec.or.th/seccheckfirst and SEC Check First application. The public should verify information before believing it to

establishment and management of Thai mutual funds as usual on the condition that they are not contradictory or inconsistent with the cooperative framework under HK-TH MRF. - Regarding application for

operator shall submit an application form to the SEC together with the supplementing documents and evidences prescribed by the SEC. Clause 6. The SEC shall consider and issue an order relating to the

business operator shall submit an application form to the SEC together with the supplementing documents and evidences prescribed by the SEC. 2 As added by the Notification of the Securities and Exchange

approval under Clause 2 , a securities company intending to obtain approval shall submit an application to the Office, together with documents and evidence as per the forms and procedures provided in the

approval under Clause 2 , a securities company intending to obtain approval shall submit an application to the Office, together with documents and evidence as per the forms and procedures provided in the

application to the Office, together with documents and evidence as per the forms and procedures provided in the electronic work system of the Office. The Office shall notify the securities company of the result

Securities and Exchange Commission No. KorKhor. 9/2552 Re: Rules on Application for and Granting of Approval to Undertake Trust Business dated 4 June 2009, the SEC Office hereby issues the following