, Conditions and Procedures for Providing Services as Securities Registrar By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No.4) B.E
Section 243(1) in conjunction with Section 244 and Section 243(2), and subject to the penalties under Section 296 of the Securities and Exchange Act (SEA). Currently, the offense is specified under Section
actions of the persons above are deemed offenses under Section 244/3(1)(2) of the Securities and Exchange Act B.E. 2535 (1992) (SEA), in conjunction with Section 83 or in conjunction with Sections 83 and
Paragraph 1 of Section 296 and Section 296/2 of the SEA, as amended by the SEA No. 5 in 2016. The Civil Sanction Committee (CSC) has resolved to impose civil sanctions* on those three offenders, comprising
Securities Public Company Limited (the “Company”) hereby informs that the Board of Directors’ Meeting No. 8/2018, held on November 12, 2018, has resolved to grant approval for the Company to dispose of the
trading orders of Preyatada was assisted or facilitated by Kittika and Thana. The acts of the individuals above were liable to be offenses under Section 243(1) in conjunction with Section 244(1) and
Public Company Limited (the “Company”) No.7/2020 convened on 14 August 2020 has passed a resolution to certify the financial statements and the performance for the six-month period ended 30 June 2020 which
Board No. TorThor/Nor/Khor. 37/2553 Re: Prohibited Characteristics of Personnel in Capital Market Industry ------------------------------ By virtue of the following Sections: (1) Section 16/6 and Section
Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary ______________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act
hold position or work as to preparation and submission of report on financial condition and result of operation under Section 56 of the Securities and Exchange Act B.E. 2535 (1992). In case of vacating