the arrangement of information technology system to support IT audit, and a summary of the business and compliance system. The revision is a result of the workshop on consideration of application for
. This revision came as a result of the earlier round of public comments, taking place last month, on its guiding principle for setting the licensing fees. In proposing the rule changes, the SEC took into
to evaluate their portfolio investments and transactions. The proposed revision will also result in consistency between the rules governing registered and licensed derivatives business operators.The
to order or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that Zipmex has duties to submit the report of penetration test result to the SEC office within
through four transactions of the company’s advance payment for four business partners worth totaling 265 million baht and by falsifying revenue worth totaling 44 million baht. The revenue was not a result
transactions of the company’s advance payment for four business partners worth totaling 265 million baht and by falsifying revenue worth totaling 44 million baht. The revenue was not a result of the company’s
the Securities and Exchange Act B.E. 2535 as he failed to prepare and submit (1) an announcement of a statement of the intention to make a tender offer in Form 247-3 and (2) a report on the result of
offer in Form 247-3 and (2) a report on the result of the tender offer in form 247-6-Khor to the SEC Office within the period Specified in the notification. SEC Act S.247 in conjunction with Section 86