SEC Search Search From : Home > Search > Search Results search: Public Information System Investor Alert ( 367 ) SEC_News ( 348 ) Enforcement ( 97 ) List of Approved persons / Licensees ( 40 ) Public

provide an understanding on the roles of  SEC and SEC Check First application, an application for searching up list of approved products, persons, and legal persons, and the Retirement-Checkup

Collective Investment Schemes (CIS) Framework. The Framework enables fund managers operating in one jurisdiction to offer funds constituted and approved in that jurisdiction to retail investors in the other

draft prospectus with the SEC, and such offering must be carried out through the ICO Portal which have been approved by the SEC Board. Subsequently, the issuers have an ongoing duty to prepare and submit

own assets to create financial freedom.”Currently 26 business operators have been approved by SEC and it is expected that the number will increase respectively. The approved business operators can

แล้วนั้น   ก.ล.ต. จึงเสนอให้กำหนดและปรับปรุงหลักเกณฑ์เกี่ยวกับการอนุญาตจัดตั้ง ย้ายสำนักงาน/หรือสาขาของผู้ประกอบธุรกิจ ซึ่งมีสาระสำคัญโดยสรุป ดังนี้           (1) กำหนดให้ใช้หลักการ auto approved

approved exemption of application fee for an approval of public offering of shares and the Stock Exchange of Thailand (SET) to exempt the application fee for listing of ordinary shares as listed securities

. If these two persons were the approved investor contacts, the SEC would have revoked such approval status. {A} and {B}, however, did not renew their approved status as investor contacts; accordingly

duty as the approved capital market investment consultant for 9 months. Owing to the fact that the approval period remains until December 31, 2015, the approval shall be suspended until the lapse of such

is invested in return for shares issued by the fundraiser.  The Capital Market Supervisory Board recently approved in principle the equity-based crowdfunding regulations to allow public limited