provide a sufficient security system to prevent unauthorized persons from accessing or amending information relating to its business operation. Clause 12 A securities company shall provide evidence on
Stock Exchange of Thailand and provide information to the shareholders within 21 days from the date of notification to the stock exchange. Details of such items appear in Attachment 1: Acquisition of
acts that may create conflict of interest to investor, in the case where management company invest to acquire any assets for its own account (proprietary trading), management company shall provide an
provide an effective operating system to protect such investment or entry into a contract creating conflict of interest to the fund, Except that management company appoint other person to manage an
where management company invest to acquire any assets for its own account (proprietary trading), management company shall provide an effective operating system to protect such investment or entry into a
disclose information and get approval from the shareholders. The audit committee shall appoint independent financial advisor within August 2017 to provide an opinion regarding the reasonable and fairness of
provide services through online only; (2) prepare readiness of sufficient personnel and other resources for operation of a branch office, including efficiency of management and compliance system; (3
intermediary shall identify clearly that such branch will provide services through online only; (2) prepare readiness of sufficient personnel and other resources for operation of a branch office, including
intermediary shall identify clearly 7 that such branch will provide services through online only; (2) prepare readiness of sufficient personnel and other resources for operation of a branch office, including