therefore filed a criminal complaint with the ECD Police against G.O.L. (Thailand) and Jaray. In this regard, the SEC encourages any person suffering damage from investment with the aforesaid persons to
persons securities trading accounts. The said four accomplices were Porntep Thawornwisuthikul, Arada Lertpinyopap, Naruephol Chatchalermvit and an unknown person previously named in the SEC's criminal
Public Company Limited ("MILL")'s share price by conducting financial transactions related to MILL share trading and being a beneficiary, instead of them, in a juristic person and trading
firm to perform duty as local intermediary in Thailand ( issued by Qualifying CIS Operator ) [ ] 6. Evidence on the appointment of a local representative in Thailand as the agent of the Qualifying CIS
of a brokerage firm to perform duty as local intermediary in Thailand (issued by Qualifying CIS Operator) [ ] 6. Evidence on the appointment of a local representative in Thailand as the agent of the
securities trading account. This constitutes an offense of purchasing securities as a person who knows or possesses inside information under Section 242(1), in conjunction with Section 244(2) and (5), and is
to do so and she was not the investment consultant in charge of such client's account. Auracha later arranged for AEC back office to confirm the share transfer with a person who was believed not to be
Bangkok, December 23, 2015 ? According to the highly publicized news coverage on share transfers of a person, the SEC after probing into the case has imposed administrative sanctions on three
capital market. Chapter 1 Application for Approval as Auditor in the Capital Market ___________________ Division 1 Filing of Application ______________________ Clause 7 Any person intending to be an auditor