facts or behaviors; (5) any behavior of the person under consideration which is cooperative or obstructive to duty performance of the SEC Office; (Translation) -8- (6) any other records or behaviors in
้ Tracked records on cyber threats 20) ประวัตกิารบกุรุก โจมตรีะบบ เทคโนโลยี สารสนเทศในรอบ 12 เดอืนลา่สดุ (ของผูใ้หบ้รกิาร ระบบทีผู่ข้อ ใบอนุญาตใช้ บรกิารอยู)่ จ านวนครัง้ของ ความพยายามใน การบกุรุกโจมตี ระบบ
not have control in either PP1 or PP3. Moreover, the Company records the value of PP1 and PP3 as the investment in the Company’s Consolidated Financial Statements. Therefore, the Company calculates the
properties: GLAND adopted the fair value model, thus records the gain on fair value adjustment of investment properties, whereas CPN adopted the cost model. As both models are accepted in the Thai Financial
such information on a need-to-know basis and prevents unlawful use of such information; (2) a system for management and storage of data, documents or relevant evidence, for example, efficient records of
-to-know basis and prevents unlawful use of such information; (2) a system for management and storage of data, documents or relevant evidence, for example, efficient records of conversations while
keeps records of lending of money to a client for purchasing securities and lending of securities to a client for making a short sale; 4“initial margin rate” means a minimum rate of money to be paid or
ปรึกษา และสอบทานด้านการปฏิบัติตามกฎหมายและหลักเกณฑ์ด้าน IT ที่เกี่ยวข้อง คน Category 4 - Tracked records on IT incidents and cyber threats ข้อมูลช่วงวันที่ 1 ตุลาคม 2564 - 30 กันยายน 2565 10 จำนวนเหตุการณ์
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...