Bangkok, March 17, 2014 - The SEC suspended {A}, a capital market investment consultant of Globlex Securities Company Limited, for trading derivatives contracts on behalf of client.The SEC probed
the SEC Open Data Services – to better serve the users while promoting a transparent, trustworthy and reliable capital market. The event took place in Bangkok on 28 March 2024.
Mr. Chris Lum Mr. Chris Lum colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee investors to open trading account for
Mr. Victor Wongsonegoro Mr. Victor Wongsonegoro colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee investors to open
Ms. Chong Jia Min Ms. Chong Jia Min colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee investors to open trading account
Ms. Kaewta Hengpracha Ms. Kaewta Hengpracha colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee investors to open trading
Bangkok, May 2, 2013 ? SEC Secretary-General Vorapol Socatiyanurak invites the public to visit the ?SEC Open house? at Money Expo Bangkok 2013, aiming to promote the importance of knowledge on
and expectation without having supporting information or documents to back up his claim were in contravention of the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended
around the development direction of the securities industry and the Thai capital market, aiming to enhance sustainable trust and confidence in the capital market, promote business expansion opportunities