www.ucity.co.th (-Translation-) Ref. No. U.SET 019/2018 2 April 2018 Subject: Disposal of the assets in Amphoe Aranyaprathet, Sa Kaeo To: The President The Stock Exchange of Thailand U City Public Company Limited
., for one-year eleven months and fourteen days. The period was set on the grounds of trading securities in the client?s account without permission, taking advantage of client by virtue of duty and
The Stock Exchange of Thailand The Board of Director’s meeting No. 5/2020 of General Engineering Public Company Limited (“the Company”) held on August 14, 2020 has approved and verified the financial
but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed derivatives business. This case is under consideration of the public
Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed
of newly issued shares at a low price as per the Notification of the Securities and Exchange Commission governing the application for and grant of permission to offer newly issued shares; or 2. The
Definition of “Executives” under Chapter 3/1 of the Securities and Exchange Act B.E. 2535 (1992) as Amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008)
Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992) , as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008) , Paragraph 2 of Section 100, Section 114, Section
Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008), Paragraph 2 of Section 100, Section 114, Section 115