on disclosure of financial condition and operational result of the foreign bank branches as well as to require the branches provide the issuer rating in issuing the debt securities.The consultation
dividend payment from IT Q4/2012 operational result. The aforesaid action was in violation of Section 241 of the Securities and Exchange Act B.E. 2535 (1992) which shall be liable to punishment under Section
on the government's budget and public debt. Infrastructure funds could be established in a variety of forms suited for each type of operational structure. Securitization is also another vehicle to
on the government?s budget and public debt. Infrastructure funds could be established in a variety of forms suited for each type of operational structure. Securitization is also another vehicle to
foreign investors.?The SEC promotes private sector's operational flexibility and expansion of business opportunity amidst the dynamic financial environment. This will help serving investors? demands
foreign investors.?The SEC promotes private sector?s operational flexibility and expansion of business opportunity amidst the dynamic financial environment. This will help serving investors? demands
Bangkok, December 19, 2012 ? The SEC has encouraged listed firms to join e-Tax Invoice system to help reduce operational costs as well as the chances of fraud and corruption. The electronic system is
sale of securities is allowed only when the offeror has already filed the registration statement and draft of prospectus to the SEC Office and the cooling-off period of such documents has elapsed. Clause
Changes 5 2. Risk Management and Risk Factors 8 2.1 Overall Risk Management 8 2.2 Risk Management 12 Credit Risk Management 12 Market Risk Management 15 Liquidity Risk Management 16 Operational Risk
follows: (1) in cases where a securities company appoints a new person as director or manager, or in other cases than (2), the securities company shall submit to the SEC Office the following documents which