initiated. This project encourages both existing and new business operators to provide more integrated financial advice and planning (wealth advice) service to general investors with investable assets not

proposed regulations can be summarized as follows:  1. Disclosure and submission of PVD Factsheet  1.1 In case of adding a new investment policy to the existing PVD, the AMC would be required to disclose

, effective on 2 December 2016. He has invalidated his existing positions as director or executive of listed company (if any), and prohibited his future holding of such positions until such period ends

covers both existing and prospective investors. Details and activity formation as well as channels will be set suitably and in consistent with each target group. Furthermore, investor survey will be

party transaction.JMT?s Board of Directors and the Audit Committee view that such waiver of the subscription right is appropriate as it would allow JMT to focus its existing capital on the management of

the existing lines after the concession expires and in the three extended lines.From the information gathered by the SEC so far, nothing indicates that the charges pressed by the DSI involve with the

Bangkok, April 9, 2013 ? The SEC will facilitate existing property funds (Type 1 property fund) to convert themselves into Real Estate Investment Trusts (REITs) to enhance the private sector?s

Capital Market Supervisory Board or the Office of Securities and Exchange Commission have suggested investment in the offered securities; nor contain any assurance in relation to the value or returns on the

of the provision for rental assurance of OFCs of JASIF due to the change of the discount rate (rental fee increase), amounting 31 million Baht; - an allowance for doubtful debts and bad debts of 3BB of

://publish.sec.or.th/nrs/9697p.xlsx QAQR-04.xlsx assurance that it is not continuing a relationship, which should be discontinued. 8 Does the firm have any particularly risky clients or risky industry? - Finance and