rules prescribed by the SEC Office. Clause 16 A securities company shall appoint a person who has been registered with the Thai Bond Market Association as a responsible person for securities trading
shall arrange following up and compliance with the said policies and plans. In this regard, the Board and the senior management may appoint a working group as a responsible person for operational works
. In this regard, the Board and the senior management may appoint a working group as a responsible person for operational works, but they shall keep monitoring such operations. Division 3 Impacts from
, Derivative broker shall not appoint any other person to provide the service exception where the service provided from customer contact person for Derivative broker and outsourcing services according to the SEC
complaint in accordance with the rules specified in the notification of the SEC Office. Clause 27/1 15 In servicing as Derivative broker, Derivative broker shall not appoint any other person to provide the
complaint in accordance with the rules specified in the notification of the SEC Office. Clause 27/115 In servicing as Derivative broker, Derivative broker shall not appoint any other person to provide the
undertake securities business in the category of securities brokerage. Clause 19 In considering an application for account opening and entering into an agreement with a client to appoint a securities company
company licensed to undertake securities business in the category of securities brokerage. Clause 19 In considering an application for account opening and entering into an agreement with a client to appoint
consider any approval of the parties listed. As comment of Board of Director and Audit committee considered that the list made above have reasonably and fair, and appoint Silom Advisory Company Limited an