Industry Company Limited (“Subsidiary Company”) in order to do legal transaction of asset acquisition for the Debentures of 680,000 shares in aggregate (Six hundred eighty thousand shares), equal to the
Company has not acquired other assets. Therefore, the aggregate value of the transaction will be equal to 27. 07 percent, which is considered as a Class 2 transaction, that is a transaction that has a value
total aggregate amount of investment in shares shall not exceed sixty percent of the total investment of the intermediary unless a waiver is granted by the SEC Office. The investment fund under Paragraph
total aggregate amount of investment in shares shall not exceed sixty percent of the total investment of the intermediary unless a waiver is granted by the SEC Office. 5 The investment fund under
against by the shareholders holding shares in aggregate number of ten per cent or more of the total number of votes of the shareholders attending the meeting; The provision in the first paragraph shall not
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additional professional education or training); (D) a civil money penalty for each such violation, in an amount equal to— (i) not more than $100,000 for a natural person or $2,000,000 for any other person; and
of the skills and knowledge in relation to the performance of duty as investor contact using three criteria being 1. Participation in activities accepted by the Office, 2. Further education and 3