SEC Search

TikTok account "sawakami42" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 26/12/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=3459&CaseYY=2567

Investor Alert : TikTok account "sawakami_swa" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "sawakami_swa" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 26/12/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=3460&CaseYY=2567

Investor Alert : TikTok account "sawakami14" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "sawakami14" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 26/12/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=3461&CaseYY=2567

Investor Alert : TikTok account "sawakami88" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "sawakami88" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 26/12/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=3462&CaseYY=2567

Investor Alert : TikTok account "skminvest" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "skminvest" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 26/12/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=3463&CaseYY=2567

Investor Alert : Facebook page "Sawakami Mixed Mutual Fund" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

Facebook page "Sawakami Mixed Mutual Fund" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 26/12/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=3464&CaseYY=2567

Investor Alert : Facebook page BBLAM impersonates BBL Asset Management Co., Ltd.

Facebook page BBLAM impersonates BBL Asset Management Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 23/08/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1530&CaseYY=2567

Investor Alert : Facebook page "BBLAM" impersonates BBL Asset Management Co., Ltd.

Facebook page "BBLAM" impersonates BBL Asset Management Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 23/08/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1539&CaseYY=2567

Investor Alert : Facebook page BBLAM impersonates BBL Asset Management Co.,Ltd

Facebook page BBLAM impersonates BBL Asset Management Co.,Ltd : Unlicensed securities and derivatives business (Disclosure Date : 27/08/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1565&CaseYY=2567

Investor Alert : Facebook Sawakami Asset Thailand impersonates Sawakami Asset Management (Thailand) Co., Ltd.

Facebook Sawakami Asset Thailand impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 27/08/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1577&CaseYY=2567