maintenance of the best interest of investors under acceptable risk exposure. Therefore, in the supervision of the business of mutual fund or private fund management, it is necessary that the basis of rules and

investor contacts as follows: 1. Participation in competency enhancing activities 1.1 Acceptable types of activities : One or a combination of the following activities: (1) Attending training courses or

approval for investor contacts as follows: 1. Participation in competency enhancing activities 1.1 Acceptable types of activities: One or a combination of the following activities: (1) Attending training

, the Office has prescribed guidelines for renewal of approval for investor contacts as follows: 1. Participation in competency enhancing activities 1.1 Acceptable types of activities: One or a

investment consultant to take the said action. This led to an incomplete client analysis and inappropriate investment inconsistent with the client's demand and acceptable risk level. The SEC has suspended {E

Meeting of Shareholders No. 1/2019 To President Stock Exchange of Thailand Enclosure Information Memorandum for the Connected Transaction of G Steel Public Company Limited We, G Steel Public Company Limited

; “central securities depository” means any central securities depository according to the Law on Securities and Exchange; “Stock Exchange” means the Stock Exchange of Thailand according to the Law on

. 1/2018 (Amendment No.2) To The President The Stock Exchange of Thailand Attachment 1. Information Memorandum regarding the Offering and Allocation of the Newly Issued Shares of Ocean Commerce Public

Meeting of Shareholders No. 1/2018 (Amendment No.1) To The President The Stock Exchange of Thailand Attachment 1. Information Memorandum regarding the Offering and Allocation of the Newly Issued Shares of

in compliance with different guideline, should it be able to demonstrate to the Office that such guideline provides for appropriate and effective operating system with acceptable standard. The