เมื่อวันที่ 21 ตุลาคม 2562 นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ ก.ล.ต. ร่วมบรรยายพิเศษหัวข้อ “Roles of Asset Valuers in Capital Market” ในการประชุมสภานักประเมินราคาแห่งอาเซียน (The ASEAN Valuers
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) มีแนวคิดที่จะปรับปรุงหลักเกณฑ์เกี่ยวกับหลักเกณฑ์การดำรงเงินกองทุนสภาพคล่องสุทธิ (Net Capital หรือ NC) ของผู้ประกอบธุรกิจหลักทรัพย์และ
material events required to be disclosed by listed companies via the SET portal include capital increase or decrease, dividend payment or non-payment, mergers and acquisitions, additional share allocation
SEC issues a notification of the capital market supervisory board revising rules regarding the establishment of audit committee of securities companies by requiring a securities company keeping its
, such as notifications regarding handling of complaints or maintenance of capital/financial status.SEC welcomes and will take into consideration more public comments which may be related to
other countries and has requested for initial comments from the business sector in order to ensure this regulatory revision be appropriate for private fund management business in the Thai capital
has requested for initial comments from the business sector in order to ensure this regulatory revision be appropriate for private fund management business in the Thai capital markets.Thus, SEC
capital shares for a private placement at 0.077 ? 0.079 baht per share, totaling 465.6 million baht, during 22-23 and 26 September 2016. In so doing, NEWS did not file an application for a private placement
The ESG Product Platform is an information center for sustainability financial products, developed by the SEC to provide convenience to participants in the capital market, such as companies
-organized a seminar on “Class Action Case Proceedings” to share knowledge about class action to interested parties and provide assistance to those adversely affected in the capital market due to violation