changing environment. With respect to expansion of investor base, the SEC agreed with ASCO in that ?introducing agent? service will be provided. The service provider will not be limited to financial

present, most of working-age people have not prioritized the need of  saving for retirement. Many of them started saving too late with a little money in assets offering low return and thus unable to trail

by the Thai Investors Association does not only lift up the quality of AGM at Thai listed firms to match domestic and international standards, it also raise awareness of shareholders in protecting

more weight to practical rules and regulations developed from effective communication and understanding with all stakeholders. Rulemaking, however, will not be the only tool; other approaches are also

consultant for rest of the remaining prior approved period or until December 31, 2014. In addition, the SEC will not consider his renewal application for another five years starting from the effective date of

should be allowed to be offered to local investors directly.In the area of fees and expenses, Thailand scored above average; owing to the fact that Thai mutual funds generally do not charge trading fees

. The client, however, did not reject the transactions. Furthermore, most of internet trading orders were submitted via IP Address of KTB Securities.Panadda, in addition, admitted that she was responsible

?s quarterly and annual financial statements for 2004, which was not prepared in compliance with generally accepted accounting principles concerning the matching principle, which was a breach of

e-proxy voting rights.Warothai Kosolpisitkul, Ph.D. International Economic Advisor, FPO, said: “This set of measures to enhance the attractiveness of Thailand’s capital market not only aims at

0=Not aware, 1=Committed, 2=Declared, 3=Established, 4=Certified, 5=Extended