the case and found that Shine and others had continuously sent securities trading orders through trading accounts of several groups of people to buy and sell those securities in concealment in the

carefully before making an investment decision. In any case, the execution of a unit buy/sell transaction by any person other than the account owner must be authorized in writing in advance

past 6 months, UU has signed the agreement to sell water to Pimpa Water Station, Provincial Waterworks Authority District 1 on February 14, 2020, requiring an investment of 45 million baht. This makes

regard, upon completion of such construction, XPCL will sell 95 percent of all volume of produced electricity to Thailand pursuant to the Power Purchase Agreement with EGAT via the electricity delivery

was 89.29 percent. In this regard, upon completion of such construction, XPCL will sell 95 percent of all volume of produced electricity to Thailand (Translation) 5 pursuant to the Power Purchase

construction progress was 89.29 percent. In this regard, upon completion of such construction, XPCL will sell 95 percent of all volume of produced electricity to Thailand pursuant to the Power Purchase Agreement

sell electricity to EVN in Socialist Republic of Vietnam instead of EDL which EDL issued the written consent letter for Nam San 3A to sell electricity to EVN without any additional obligations to Nam San

possibility of an extension of the oil production reduction policy that originally was due to end in March 2018, along with the supply concerns that arose with Kurdistan’s referendum to separate from Iraq which

dissolution of invested mutual fund, closing of acceptance of trading orders of investment units or any other ground in a similar manner (if any). (4) separate the trading account for the capital market

UNOFFICIAL TRANSLATION Codified up to No. 6 As of 12 April 2019 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries ______________________ By virtue of Section 98(6) of the Securities and Exchange...