bank, committed wrongful acts against investors’ assets by accepting the investors’ subscription money for mutual fund investments during off-business hours but not executing the subscription

opportunity in 2022, moreover, would not only coincide with Thailand’s chairmanship of the Asia-Pacific Economic Cooperation (APEC) but also mark the 30th anniversary of the SEC.             In addition, the

witnessed by more understanding in the society that the Act does not prohibit the use of personal data. The law, however, requires the party that obtains the personal data of others to explain to the owner

. However, Surin did not agree to comply with the civil sanctions. Later, on 26 December 2018, the public prosecutor filed a lawsuit against Surin with the Civil Court, as requested by SEC, in order for

2020-2022 and adds the goal of “recovery and strengthening” and the Ad-hoc Master Plan to ensure that the capital market’s regulations will not impose obstacles and will provide tools for building

trading were not subject to forced selling. As a result, Wichai could remain an IFEC shareholder and exercise the voting right to select company directors at three shareholders? meetings in 2017.  Wichai's

director and managing director, respectively, knew of the B/E issuance but did not perform their duties responsibly and honestly, and failed to have the B/E transactions in the KC accounting records, causing

statements for January and February 2016, purchased PTL shares through his own trading account on 11 and 17 March 2016 at the total amount of 200,000 shares and colluded with (8) Mr. Rahul Jain, who was not

Properties was under investigation in a case initiated by the National Anti-Corruption Commission for being involved in the rice pledge scheme and the rice disposal scheme. Also, Kitha Properties is not

, that audit quality will not be compromised as the SEC will require both groups of auditors to work for audit firms that perform and equip with quality assurance system in compliance with professional