global effort to reduce carbon emissions leading to global warming. SEC has therefore upgraded the Online Fund Approval and Management System (“OFAM”) to accommodate paperless filings.Businesses can

, SEC has developed, reviewed, and revised regulations on the operation of investment management business covering the management of mutual fund from launching to termination, by doing as follows

SEC has applied the principles for regulatory reform to revising governing mutual fund regulations in order to ensure that these rules are reasonable, practical and less burdensome for the

The meeting agreed to resume discussion to develop mutual recognition framework to facilitate cross-border mutual fund offerings. The discussion was initiated in 2004 before later being halted.  To

January 2019.________________________Remark: Public Hearing Document - https://capital.sec.or.th/webapp/phs/viewall/viewall.php*Crowdfunding is a fund raising method from crowd through funding portals

SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by

To ensure that asset management companies primarily manage funds for the investors’ benefits,  SEC has revised the regulations in order to control and monitor mutual fund management by requiring

select the provident fund with  good management, which will be qualified by various factors, including good governance in investment, the standard of control and management of investment, the roles of

market force in the capital market, and  5 large sized PVDs, the Government Pension Fund (GPF) and the Social Security Fund, have proclaimed to implement the I Code. Furthermore, SEC and Association of

Nowadays, private fund operators are required to separate investors’ assets from the companies and there are measures to protect investors’ assets for other benefits. Private fund operators also