with the Civil Court to seek a civil sanction with a maximum penalty as prescribed by law which shall not be lower than the penalties specified by the Civil Sanction Committee.  In all cases, the civil

businesses pose risks to client assets. Such operations require approval from the SEC Board, which the company has not obtained; and  (4) Improving measures to prevent conflicts of interest and properly

company did not have retained earnings or sufficient liquidity to carry out the share repurchase project. Furthermore, Chanin and Sathar were aware of the fact that the additional capital of 5.58 billion

, “Sustainability is becoming an increasingly important element of business strategy. It is being called for not just by shareholders and investors, but also the general public, which expects greater transparency and

, achieving the SDGs requires significant investment, and the current level of investment by the government alone is not enough to meet the ambitious targets. We need to unlock the new source of finance

the key drivers of sustainable growth in Thailand. Importantly, green investments are not only beneficial for the environment, but they also impact bottom lines positively in the medium to long term

bank, committed wrongful acts against investors’ assets by accepting the investors’ subscription money for mutual fund investments during off-business hours but not executing the subscription

statements may be required instead of quarterly financial statements, and the qualifications for CFOs may not be determined. Auditors outside a list of certified auditors by SEC may also be considered

opportunity in 2022, moreover, would not only coincide with Thailand’s chairmanship of the Asia-Pacific Economic Cooperation (APEC) but also mark the 30th anniversary of the SEC.             In addition, the

witnessed by more understanding in the society that the Act does not prohibit the use of personal data. The law, however, requires the party that obtains the personal data of others to explain to the owner