or trading securities on a continued basis causing the price and the volume of DPAINT stocks to be inconsistent with the normal market condition. that was inconsistent with the normal market conditions

likely to have effect on the price of PPPM’s stocks or the decision making on PPPM’s stocks investment. During the time of the offense, General Chaowarit Prapajit, Mr. Praween Deekajonedej, Miss

likely to have effect on the price of PPPM’s stocks or the decision making on PPPM’s stocks investment. During the time of the offense, General Chaowarit Prapajit, Mr. Praween Deekajonedej, Miss

likely to have effect on the price of PPPM’s stocks or the decision making on PPPM’s stocks investment. During the time of the offense, General Chaowarit Prapajit, Mr. Praween Deekajonedej, Miss

likely to have effect on the price of PPPM’s stocks or the decision making on PPPM’s stocks investment. During the time of the offense, General Chaowarit Prapajit, Mr. Praween Deekajonedej, Miss

liable to collusion to commit a fraud and failure to perform duties with responsibility, discretion and integrity. NMG subsequently suffered damage from their violation or failure to perform duties

performed his duties completely was failure to perform duties with honesty under the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended

) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to Perform Duty of Investment Analysis and Investment Consultant dated

Bangkok, February 11, 2015 ? The SEC suspended {A}, a securities investment consultant of KT ZMICO Securities Company Limited, for trading securities on behalf of client; failure to perform the

into its custody; (2) System to coordinate with the custodian agent to ensure that the applicant is able to perform its duties accurately and completely as a custodian; (3) System to ensure that the