Mrs. Karen Elizabeth Entwistle 2. Mrs. Karen Elizabeth Entwistle. - – Thailand representative office, represented by Mrs. Karen Elizabeth Entwistle, the representative office solicited the foreign

Mr. Suchai Stapornchaiyasit Mr. Suchai Stapornchaiyasit inaccurately reported or failed to report to the SEC Office the acquisition of Thai Industrial and Engineering Service Public Company Limited

Mrs. Wipa Stapornchaiyasit Mrs. Wipa Stapornchaiyasit failed to report to the SEC Office the disposal of Thai Industrial and Engineering Service Public Company Limited (“TIES”) (now known as “T

to report to the SEC Office the acquisition of NPP securities and NPP warrant (NPP-W1) which caused his aggregate holding of NPP shares or NPP-W1 reached or passed five percent of the total number of

aggregate holding of NEWS shares reached or passed five percent of the total number of voting rights of NEWS. He later filed the accurate reports (Form 246-2) to the SEC Office on July 6, 2018. SEC Act S

shares reached or passed five percent of the total number of voting rights of POLAR. He later filed the accurate reports (Form 246-2) to the SEC Office on July 6, 2018. SEC Act S.246 Settlement

holding of POLAR shares reached or passed five percent of the total number of voting rights of POLAR. He later filed the accurate reports (Form 246-2) to the SEC Office on March 30, 2018. SEC Act S.246

account which caused his aggregate holding of ABC shares reached or passed five percent of the total number of voting rights of ABC. He failed to report to the SEC Office the acquisition or disposal shares

such acquisition to the SEC Office within 3 business days as specified in the notification of the Capital Market Supervisory Board. He later filed the accurate reports (Form 246-2) to the SEC Office on

holding of MILL shares reached or passed five percent of the total number of voting rights of MILL. He later filed the accurate reports (Form 246-2) to the SEC Office on October 18, 2018. SEC Act S.246