needed, and the Office notifies such necessities to derivatives broker before the date of expiration of the thirty –day period. The Office may extend the consideration process as necessary. In case where
process as necessary. In case where the period of time as specified in the second paragraph expires but the Office has not yet notified or made any orders to securities company. It shall be deemed that the
notified the securities company in writing, the securities company shall undertake any steps to relieve such executive from being the executive of the securities company within necessary and justified period
within necessary and justified period of time without delay. Clause 6. Any securities company which has an executive with prohibited characteristics as specified in Section 103 of the Securities and
submit any necessary document or report in the interest of the consideration of the derivatives broker ’s ability to maintain its net capital during such period as it deems appropriate. Clause 3 A
the derivatives broker under Paragraph 1 to submit any necessary document or report in the interest of the consideration of the derivatives broker’s ability to maintain its net capital during such
Paragraph 1 to submit any necessary document or report in the interest of the consideration of the derivatives broker’s ability to maintain its net capital during such period as it deems appropriate. Clause 3
securities company under the first paragraph to submit any necessary document or report within the appropriate period for the purpose of considering the ability to maintain net capital [and net capital ratio
submit any necessary document or report within the appropriate period for the purpose of considering the ability to maintain net capital [and net capital ratio] of the securities company. Clause 5 This