counterparty, and include terms for the future sale of SDA shares of SUSCO wherein Sinopec must be granted tag-along rights. This results in reduced flexibility and adaptability in SUSCO’s future management
redemption is not allowed.In addition, in case of advertisement of past performance, the information must be presented in comparison with other trigger funds currently or previously under management of the
. ?To make right decision, investors must have an easy access to reliable information and a helping tool for investment planning. Therefore, the SEC develops Mobile App ?start-to-invest? to be responsive
from self-regulatory system under professional body to more stringent regulatory system under independent regulatory body. Inevitably, supervision on auditor in Thai capital market must be developed in
companies? asset as specified in the financial statement must be at a maximum of 2 billion baht as of the application date. The SMEs Bond project runs from September 1 to December 28, 2012. Submission of
fund with policy responsive to investors? needs. Mutual funds to be offered should fill savings-investment gap for targeted investors and easy to understand. Moreover, selling of investment units must be
resulted from AM?s increased financial cost. Risk from conflict of interest must also be observed as AM will become GJS indirect major shareholder and will have conflict of interest in decision making on
high risk investment policies. Asset management company providing employee?s choice must have their members undergo the suitability test and give appropriate advice for those choosing to invest in high
of THB 350 million.Significance of SCAN proposal to the shareholders, the SEC was of the view that SCAN board of director and AC must disclose all aspects of information necessary for decision making
project has been completed, while Independent Financial Advisor (IFA) indicates that the acquisition price is fair but shareholders must consider the stake in which WAVE plans to invest. The shareholders