Administration Division, and the Corporate Communication Division. Therefore, he has become an ex-officio spokesperson for the SEC, effective from 8 December 2023 onwards. ________________________Remark
, for example, efficient records of conversations while providing advice and accepting trading orders which prevents eliminating, adding, editing or changing of the content of the conversations, etc.; (3
Securities Companies and Derivatives Intermediaries (No.4) dated 9 February 2017 (effective on 16 February 2017). 3 Repealed by the Notification of the Office of the Securities and Exchange Commission No. Sor
was Bt270mn, represented 8.7% of total revenues from core business, which decreased from last period represented 8.9%, due to effective cost control. Profit 1) Gross profit in 2017 was Bt732mn, an
, roles, authority and responsibility of directors, executives and other personnel of the intermediary clearly. (3) having appropriate, reliable and efficient operating system to support an intermediary ’s
(effective on 16 February 2017). 6 Amended by the Notification of the Capital Market Supervisory Board No. TorThor. 6/2560 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and
perspectives on risk management practices in business operations, aiming to guide them towards more efficient risk management.
The Securities and Exchange Commission (SEC) organized a seminar titled “The Development Direction of Provident Funds” to promote the use of provident funds as an efficient tool for long-term savings