the Securities Exchange. "competent officer" means a person appointed by the Minister to execute the duties in accordance with this Act and whose name is published in the Government Gazette. "Office
of the SEC. “competent officer” means any person appointed by the Minister to perform duties under this Act. “SEC Office” means the Office of the Securities and Exchange Commission under the Securities
. In case of the complaint received by the securities company from a customer and relating to duties executed by its agent, the securities companies shall send such complaint to the agent to find a
of the complaint received by the securities company from a customer and relating to duties executed by its agent, the securities companies shall send such complaint to the agent to find a solution
perform duties as investment consultant, investment planner or investment analyst, as the case may be, who has obtained an approval from the SEC Office in accordance with the Notification of the Capital
juristic person to provide consultation or make a plan relating to investment units [to investors], such person shall have its personnel to perform duties as investment consultant, investment planner or
transfer the 2 rights and duties in accordance with agreements in (a) and (b) to BCPR. 3. General characteristics of transaction The Company invests through its subsidiary, BCPR, which would subscribe new
other duties, fees and property tax) 2. Total Value and Criteria Used in Determining a Transaction’s Total Value Total value of transaction is 7,815,600 Baht, the transaction is considered as connected