Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Mutual Fund Cross-border Offering of Funds Business Operators
), particularly for digital tokens without custody risk. On 6 March 2025, the SEC Board’s Meeting passed a resolution approving revision to the net capital ("NC") requirements of digital asset business operators
through initiatives such as the e-Licensing Scheme and the Stakeholder Service Portal (One-Stop Service Center for Capital Market Business Operators). These projects aim to streamline licensing processes
regulations for licensing securities and derivatives businesses. This hearing invites business operators and the public to send comments and/or suggestions on the draft regulations, with the key points as
After considering the issuance of rules, conditions and procedures for collecting, disposing of and allocating assets of REITs to provide business operators with clearer and more consistent and
In the first quarter of 2024, which marks the final quarter of the Initiative’s Phase 1 (July 2023 – March 2024), 10 business operators joined the activities aimed at enhancing knowledge and skills
. The SEC strongly advises the public and investors to be cautious when dealing with unlicensed digital asset business operators as there is no legal protection and instead they may be at risk of being
promote fundraising and investment in investment tokens and to support interested securities business operators in providing services related to the said products. This in turn would increase access