risk in derivatives trading. Clause 22. In cases where customer wishes to trade derivatives contract with specific risk which is different from that specified in the risk disclosure statement in Clause
, obtain and verify clients' identification documents, as well as to report certain transactions to anti-money laundering authorities. The duties required under such legislations pose a different type of
authorities. The duties required under such legislations pose a different type of risk on securities companies due to incompliance with and negligence of the legislations. As a result of the above-mentioned
, as well as to report certain transactions to anti-money laundering authorities. The duties required under such legislations pose a different type of risk on securities companies due to incompliance
, branch manager and any person with other equivalent positions under different names; “Managing Director” means any person authorised by the board of directors to take the highest responsibility in managing
-manager, assistant manager, department director, branch manager and any person with other equivalent positions under different names; “Managing Director” means any person authorised by the board of
different renewal period allowed, such person shall submit a renewal application within the later period. In this regard, the approval period for investor contact or derivatives investor contact, as the case
derivatives investor contact but different renewal period allowed, such person shall submit a renewal application within the later period. In this regard, the approval period for investor contact or derivatives