failure to comply with Clause 23(1) and 23(2) and a prohibited characteristic of capital market business personnel under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor
cost and revenue. The information material to investment decision such as key risks and progress of projects was therefore deficient.Their actions were considered as failure to comply with the SEC Office
company's management and monitoring on personnel systems did not comply with professional standards. In this regard, the SEC warned KPMG Phoomchai Business Advisory Ltd. to emphasize on compliance with
comply with relevant rules and regulations as well as submit information and clarify matters clearly and completely as specified by the SEC and the SET.Information to be submitted and clarified by POLAR
possible.In addition, both companies must submit the corrected financial statements for the year 2014 as ordered earlier by the SEC in May 2015, but so far have failed to comply, and must submit the financial
exist. Therefore, personnel of asset management companies who are responsible for the funds? operations must perform their duties honestly for the best interest of their clients. They must also comply
Leeswadtrakul and Miss Tanika Tangpoonphonvivat by allowing them to use their securities trading account and their bank account for the MILL shares trading. 22/08/2018 agreed to comply with civil penalties
>15/03/2019 filed a lawsuit to a civil court14/01/2019 referred the case to a state attorney for filing a lawsuit to a civil court24/09/2018 agreed to comply with civil penalties
financial statements through the SET Information Transmission System. 30/07/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :