(Head of Compliance) ลำดับ ชื่อ - นามสกุล วันที่แต่งตั้งมีผล ผู้สอบบัญชี : รอบบัญชี ลำดับ ชื่อ - นามสกุล สังกัดสำนักงานสอบบัญชี ตัวแทนรับส่งคำสั่งซื้อขาย Gold Futures/Gold ETF ที่ตัวแทนซื้อขายสัญญาซื้อขาย
companies in compliance with professional standards.Earlier, the SEC conducted a public hearing on the proposed principles for requiring audit firms in the capital market to maintain a minimum number of
sell the aforementioned assets and that any future sale of these assets would be executed in compliance with the governing regulations. Later on 19 January 2024, NUSA notified the exercise of the legal
Zipmex to rectify operations in compliance with the specified ruleswithin 15 days,” released on 13 January 2024 - SEC News No. 30/2024: “SEC orders temporary suspension of Zipmex services as
Secretary-General. In this regard, Thai ESG funds are required to disclose sustainability information of the funds in compliance with the regulations governing Sustainable and Responsible Investing Fund (SRI
ESG investment in the average proportion of 80 percent of the NAV. In any case, the remaining ESG investment must remain in compliance with SEC’s investment rules for Thailand ESG Funds.In any event
provide business operators with sufficient time to amend the terms and conditions in the subordinated debt contracts in compliance with the specified definition. The purpose of these proposed amendments is
-compliance with the advertisement requirements may lead the SEC to instruct the issuer to revise the advertisement content to ensure that investors receive accurate, comprehensive, factual and not misleading
licensed digital asset business operators in Thailand to ensure protection under the Digital Asset Business Law. The SEC closely monitors and inspects compliance with the law. Investors using services from
or public offering must be in compliance with the SEC regulations. In case of a social enterprise, a waiver of approval application and filing with SEC can only be granted if the offeror is a social