. Moreover, he was found to have used the trading accounts of two other clients to buy securities for himself because his sister's account had reached its maximum credit line. All these acts have causd a large
suspension on {A}, effective from 1 November 2017. In the case of {B}, she committed similar acts by signing on the subscription order of a client without contacting or giving advice to the client. Instead
inquiry official later notified that the acts of the four offenders were not an offense under such Law and therefore returned the cases to the SEC for criminal fining under Section 317 of the SEA.
suspicious acts, please call SEC Help Center at 1207 so that the SEC can conduct further investigation. In case of liable offenses under other laws, the SEC will cooperate with related agencies for further
suspicious acts, please call SEC Help Center at 1207 for further investigation in due course. ________________________________
addresses on 1000x.live, resulting in the website having a complete system for the business. The acts of 1000X and Worawat constitute jointly operating the digital asset dealer business under Section 3 of
the closing price of the previous day, which misled other persons about the trading price and/or volume of MORE shares. As the acts are considered contravention of Section 244/3(1) in conjunction with
suspicious acts, please call the SEC Hotline at 1207. Investors should also note that payment of dividends at a higher rate than the highest interest rate of commercial banks may come from the money of
company.This case was a referral from the Stock Exchange of Thailand and auditor?s opinion. The SEC?s further investigation found reasonable evidence indicating that the acts of Amnat, Shine and Kittichai were