account of the business operator and not to the IC’s personal account and should not put into the IC’s keeping important investment documents, e.g., an order form signed in advance. In case of any
for intermediaries or their employees to use advance information on clients? trading orders of securities or derivatives to execute their own orders before clients? (front running), or disclose such
carefully before making an investment decision. In any case, the execution of a unit buy/sell transaction by any person other than the account owner must be authorized in writing in advance
: Proactive: forward-thinking and acting in advance in anticipation of possible challenges while being a firm and fair regulator as well as a friendly and visionary partner to all sectors, and initiating
working groups will be established to monitor and continuously advance the measures to accelerate tangible short-term results. Concurrently, in the next phase, the SEC will proceed with developing other
transmitting financial and investment knowledge, thereby inspiring various sectors to collectively advance Thai society toward long‑term financial security. Activities under the Project will be mobilized and
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
Assets Property, Plant and Equivalents 326,511,114.61 20,763,637.86 Goodwill 14,116,234.54 14,116,234.54 Other intangible assets 67,141.01 184,560.57 Deferred Tax Assets 3,160,628.50 2,899,356.64 Advance
interest rate by giving advance payments, totaling 2 transactions, which the principle has benn repaid and the Company has charged back interest at the rate of 2.00 percent p.a. which all interest will be
-term loan to ACAP with no interest rate by giving advance payments, totaling 2 transactions, which the principle has been repaid and the Company has charged back interest at the rate of 2.00 percent p.a