proprietary trading which would be able to prevent the following occurrences: (a) negative result to financial status of an intermediary; (b) affected trade of capital market products deviated from regularity
trade derivatives which have specific risks different from those disclosed in the risk disclosure statement under Clause 14 and the intermediary has never disclosed such specific risks, the intermediary
Investor. 3 The Law on Derivatives means the Derivatives Act B.E. 2546 (2003). 9 Clause 15 In cases where a client wishes to trade derivatives which have specific risks different from those disclosed in the
value and investment unit value as of the latest trading day within the following business day, and, in the case of a mutual fund which does not trade every business day, also announce the net asset value
” means a person who performs the duty of assisting decision making to invest or trade capital market product and could access information on investment by virtue of performing such duty, regardless by
investment of mutual fund, private fund or derivatives investment management; “investment management assistant” means a person who performs the duty of assisting decision making to invest or trade capital
ไปลงทุนในต่างประเทศ โดยจะเน้นลงทุนในหน่วยลงทุนของกองทุน Morgan Stanley Investment Funds US Advantage Fund – Z Shares (กองทุนหลกั) ในอตัราส่วนโดยเฉล่ียในรอบปีบญัชีไม่น้อยกว่ารอ้ย ละ 80 ของมูลค่าทรัพย
prospectus for newly issued shares for the exercise of rights under such convertible securities have already been submitted. Clause 6 An offeror of debt securities having the duty to submit a registration