misappropriating the company?s assets in contravention of Section 307, 308, 311, 313 and 315 of the Securities and Exchange Act of 1992 (SEA). A referral from the Stock Exchange of Thailand (SET) and the SEC
instance, fund management may be outsourced up to 20% of AUM of each asset management company and must be clearly disclose in the prospectus. In case of private fund management, consent of the client is
fund can invest in an infrastructure fund listed on the stock exchange not exceeding 15 percent of its net asset value (NAV); and not exceeding 25 percent of NAV for a fund offering investment units for
KITHA shares is classified as acquisition of significant asset and related party transaction, the shareholders? resolution alone was unable to satisfy the requirements under regulations under the
alert for impersonations of official agencies and organizations such as the SEC itself and listed companies on the Stock Exchange, or solicitations to invest through allegedly over-the-counter trading
misconduct above is deemed an execution of concealed transactions, asset misappropriation, permission of false accounting transactions and preparation of incorrect accounting records. In addition, he informed
Bank Public Company Limited (SCB) via the Stock Exchange of Thailand disclosure system at 6.53 p.m., November 2nd, 2021. 14/09/2022 agreed to comply with civil penalties determined by the Civil
Translation CEN 016-2020 August 14, 2020 Subject Management Discussion and Analysis for business operation of Quarter 2/2020 To The Manager and President The Stock Exchange of Thailand Capital
Notification: (1) “fund” means an infrastructure fund; (2) “management company” means a securities company holding a license to manage mutual funds; (3) “infrastructure asset” means: (a) the ownership of, the