ธุรกิจหลกัทรัพยป์ระเภทอ่ืน กลุ่มที ่2 การจัดการกองทุนรวม เพื่อยกระดบัการก ากบัดูแลกองทุนรวม โดยก าหนดหนา้ท่ี (fiduciary duty) ของบริษทั หลกัทรัพยท่ี์จดัการกองทุนรวม (“บลจ.”) ท าใหผู้ถื้อหน่วยลงทุนไดรั้บ
§«√ªØ‘∫—µ‘Àπâ“∑’ËÕ¬à“߉√ . . . . . . . . . . . . . . . 2.1 Àπâ“∑’Ë¢Õß°√√¡°“√µ“¡°ÆÀ¡“¬ (fiduciary duties) . 2.2 À≈—°§«“¡√–¡—¥√–«—ß (duty of care) . . . . . . . . . . . . 2.3 À≈—°§«“¡´◊ËÕ —µ¬å ÿ®√‘µ (duty
fund manager who performs the duty of making decisions on investment in or disposing of securities or any other asset except real estate, leasehold interest in property or seeking benefits by other
duty. (2) the name, duration, type, and objective of the trust; (3) the name, address, and telephone number of the settlor; (4) the name, address, and telephone number of the trustee; (5) the name
person who performs the duty as REIT manager in accordance with the trust instrument. Chapter 1 General Provisions __________________ Clause 4 An offer for sale of debt securities, which is not exempted
bonds to the general public pursuant to Part 2, the Thai government agencies that have received the approval shall have the duty to also comply with the Notification of the Capital Market Supervisory
a manager of the branch office or a person responsible for the operation of a branch office. “fund manager” means a mutual fund manager or a private fund manager who performs the duty of making
performance of duty as financial advisor under this Notification; (3) “supervisor database” means the database prepared by the Office under the rules prescribed by this Notification to display the name list of
with the previous holding, reaches or crosses the trigger points, and if it is the case the person shall have the duty to file a report on Form 246-2.
trigger points, and if it is the case the person shall have the duty to file a report on Form 246-2.