structure, operating systems, and personnel for conducting business in accordance with the rules, procedures, and conditions prescribed by the Securities and Exchange Commission. DAB Act S.30 Settlement

private placement, that is not used for the purpose specified in the notice of the shareholders’. SEC Act S.300 in conjunction with 35 Settlement Committee Meeting No. 4/2026 Settlement Committee

approval from the SEC office. DAB Act S.29 Settlement Committee Meeting No. 4/2026 Settlement Committee Order No. 9/2026 Dated 03/04/2026

shares to private placement, that is not used for the purpose specified in the notice of the shareholders’. SEC Act S.300 in conjunction with 35 Settlement Committee Meeting No. 4/2026 Settlement

company’s website until its license was revoked. DAB Act S.30 Settlement Committee Meeting No. 4/2026 Settlement Committee Order No. 9/2026 Dated 03/04/2026

offering of new shares to private placement, that is not used for the purpose specified in the notice of the shareholders’. SEC Act S.300 in conjunction with 35 Settlement Committee Meeting No. 4/2026

private placement, that is not used for the purpose specified in the notice of the shareholders’. SEC Act S.300 in conjunction with 35 Settlement Committee Meeting No. 4/2026 Settlement Committee Order

foreign currency transactions exceeding the approved limit set by the SEC office. DAB Act S.30 Settlement Committee Meeting No. 4/2026 Settlement Committee Order No. 5/2026 Dated 03/04/2026

executing transactions. Accordingly, ERX conducted foreign currency transactions exceeding the approved limit set by the SEC office. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting No. 4

word “for customer”. Accordingly, it was not clearly indicated that the accounts are held by the company for the benefit of customers. DAB Act S.30 and 31 Settlement Committee Meeting No. 4/2026