Our Policies Strategic Plan Annual Report Stakeholders in the Capital Market The Foundation of the SEC Toward International Excellence International Relations Contact Us Complaint/Whistleblower Holiday
to undertake securities business in the category of securities dealing; “counter trader” means a person who trade securities with securities company; “client” means a counter trader which is not a
foncier companies; (Translation) -2- (5) insurance companies; (6) juristic persons but not include any juristic person as prescribed in (8); (7) international financial institutions; (8) government agencies
Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best