Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012 (No. TorLorThor. 3/2555) while trading on behalf of client and making securities
test to make sure that the clients understand their own risk profile and receive appropriate investment advice before making an investment or a transaction. Clear and comprehensive disclosure of
permit investment consultants to make securities trading on their behalves. While investment consultant has the duty only to provide investors with investment advice or planning, investors are responsible
Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012 which was
allowed to give investment advice on all types of non-complex capital market products and complex or high-risk debt instruments or investment units, e.g., investment units of mutual funds offered to
advice on all types of non-complex capital market products, as well as complex or high-risk debt instruments or investment units, such as investment units of mutual funds offered to institutional or ultra
Personnel in the Capital Market Business (No. 7), dated 30 August 2017. ** Investment Consultant for Complex Instruments Type 2 is allowed to give investment advice on non-complex capital market products
year affected to end user to delay their purchasing order from the retail store and therefore the distributor delayed ordering for their stock as well, together with the delivery plan were delayed to Q3
support the construction of Rayong branch. Moreover, there was increase in accounts payable from purchasing more variety of goods and other payable to support the investing in assets. 4 3. Shareholders
together with the increase in purchasing of goods and paying to suppliers. 2. Cash flow from (used in) investing activities The Company had cash outflow from investing Baht 44.85 million mainly from