Securities ____________________ Clause 16 In this Division, “listed securities” means securities which have been listed or approved to be traded on the Stock Exchange of Thailand. 3 The law on derivatives
the licensed category, and other businesses as permitted by the SEC; (2) being able to show that its operational system will be prompt for operating securities business in the category of venture
relating to the proceedings under Clause 8 and Clause 9 for a minimum period of two years from the preparation date thereof and in the manner, which facilitates prompt inspection by the SEC upon request
and in the manner which facilitates prompt inspection by the Office upon request. Clause 12 . This Notification shall come into force as from 1 October 2008. Notified this 28th day of April 2008. (Mr
9 and Clause 10 for a minimum period of two years from the preparation date thereof and in the manner which facilitates prompt inspection by the Office upon request. Clause 12. This Notification shall
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