warning of possible breach of investment terms in the redemption form.Given that the redemption was ahead of the five-calendar-year holding requirement to be eligible for the LTF tax benefits, {A}'s failure
November 7, 2017, that the executive board of Blue Finix should prepare clear quarterly action plan, budget plan, and expenditure plan and propose the drafts to the Board of Directors of the Company for
a {X1} director, had purchased 1,030,000 {X1} shares through trading accounts of {B} and {C} in the manner that taking advantage of the others for the benefit of himself and others. His action was
: From Pledges to Action," focusing on the SEC’s roles and strategies in driving sustainability covering the business sector and human rights in the Thai capital market. The event was held on 7 February
investors’ rights in alignment with the changing capital market ecosystem. The discussion included strengthening trust and confidence in the Thai capital market through the pursuit of class action lawsuits
those failing to comply with the law may be imposed with legal action.” On 2 July 2021, the SEC filed a criminal complaint against Binance,* a foreign digital asset business operator, for providing
บ้าง คำตอบ : 1. Action การดำรงเงินกองทุนไม่ได้ มีความผิดตาม กธ.32/2560 ข้อ 3(2) ประกอบกับ ม.97 (โทษ ม. 282) 2. Action การคำนวณผิด มีความผิดตาม
T.H.K Trading Company Limited T.H.K Trading Company Limited conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was
Mr. Puttitorn Wongprakod Mr. Puttitorn Wongprakod conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a
Ms. Tanyarat Kritchaiwat Ms. Tanyarat Kritchaiwat conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a