payment as ordered by the Settlement Committee. {A}'s acts were deemed as using client trading accounts to trade securities for herself and being the accomplice in share price manipulation scheme, in
account for Sippakorn to send trading orders, facilitated respective payments for the provided account, and used such client's account for his own securities trading. Furthermore, he ordered a subordinate
fiscal standing through the implementation of relief measures to help sustain crisis-hit businesses and cash-strapped workers, after many businesses were ordered to suspend operations in line with the
Company’s financial reporting process to ensure accuracy and adequacy. 2. Ensure the Company has suitable and efficient internal control system and internal audit. The Committee shall consider the
securities or derivatives for the business operator’s proprietary trading including the business operator’s internal report relating to such investment, for no less than five years from the date the investment
e-service Online Submission See canceled document Business Operation Rules >> Internal operation of Securities Companies Type Title Section See Document Status Notified Date Effective Date 1