securities brokerage or securities dealing which is not limited to debt instruments or investment units; (4) “ institutional client ” means a person who makes transactions with a securities company in
experience in the field of function to be operated for the intermediary . In this regard, the counting of such experience may continuously extend from the experience in other businesses if the juristic person
2017 (effective on 1 September 2017). 6 (6) a juristic person other than those persons under sub clauses (1), (2), (3),(4) or (5) which has at least 5-year experience in the field of function to be
and operated; (2) the applicant shall appoint a contact person in Thailand for the purpose of coordinating and contacting with any person including receiving notice, order, warrant or any document
No.1/2021 to electornic meeting 14/12/2020 17:25 Information Regarding Asset Acquisition (IM1) and (IM2) (the Company to enter into an asset acquisition transaction which is an investment in One
LIMITED Disclosure Business News ( 9 record(s) found) Date Time Heading Link 28/03/2022 18:33 Report on disposal of investment in VGI Global Media (Malaysia) Sdn.Bhd. and Trans.Ad Malaysia Sdn.Bhd. 29/09
Related Party Transactions. “REIT manager” means a person who performs duties of REIT manager according to a trust instrument. “raising capital by general mandate” means raising capital of a REIT in
securities brokerage or securities dealing which is not limited to debt instruments or investment units; (4) “institutional client” means a person who makes transactions with a securities company in securities