; (3) An issuance and offering of high-risk debt securities must clearly include the term, "High-Risk Bond" in the name of the securities. Additionally, a warning statement must be provided to investors
operators, as well as prevent systemic risk, without imposing unnecessary burdens on business operators. The consultation paper is available at: https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=993 and the
foreign digital asset trading platforms must be cautious, as there is a risk of being scammed, as well as the risk of being used as a channel for money laundering.Note: * SEC News No. 80/2025 headlined “SEC
preparing high-quality financial reports;Organizing appropriate internal control system, quality internal audit unit, along with monitoring the efficiency and effectiveness of risk management within the
credible, (2) the operation is independent, (3) they apply the principle of good governance in their risk management and personnel management, (4) they disclose correct and sufficient information, as well
new services or investment tools; (2) Artificial Intelligence (AI) & Machine Learning (ML): To promote the use of AI/ML for developing market innovations, for example, AI/ML-based investment and risk
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) กล่าวเปิดงานสัมมนาออนไลน์ในหัวข้อ “Introduction to Climate Risk Disclosure” เมื่อวันที่ 25 พฤศจิกายน
maintain capital not less than minimum requirements as follows: (1) Maintaining net capital (NC) with liquid assets less liabilities and risk haircuts not less than the specified value;(2) Maintaining net
that the credit facility, cost of loans, and terms and conditions of loan agreement are reasonable in the current circumstances, but highlights that GJS will expose to risk from increased cost of loans
เปิดเผยข้อมูลในมิติสิ่งแวดล้อม ซึ่งรวมถึงข้อมูล climate risk ต่อผู้ลงทุนและผู้มีส่วนเกี่ยวข้องในแบบแสดงรายการข้อมูลประจำปี (แบบ 56-1 One Report) ล่าสุด ก.ล.ต. ได้จัดทำคู่มือเกี่ยวกับแนวปฏิบัติที่ดีในการ