Auditors of Securities Companies, dated May 18, 1992, shall be repealed. Clause 2. In this Notification: “Securities company” means a securities company licensed to operate securities business in the
. Notification of the Securities and Exchange Commission No. Kor Thor. 11/2553 Re: Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer _____________ By virtue
. RESULTS OF OPERATION Consolidated Financial Statements 1Q2019 1Q2018 % Change Total Revenue 459.4 422.0 8.9% - Utilities Business 458.0 422.0 8.5% - Operating Revenue1 431.2 420.6 2.5% - Other Utilities
day and submitted the selling orders at the prices lower than or equal to the purchase prices in the approximate periods that caused the client to suffer loss, eventually. Acting Sub-lieutenant Saroj
3 months, the suspension imposed by the SEC shall remain 6 months. Also, the SEC imposed 40-day suspension on the approval as securities investment consultants on {B} and {C}. The suspension of three
potential loss. From his conversation with the client recorded, he traded securities for the client several times a day and submitted the selling orders at the prices lower than or equal to the purchase
2018, with 38 million Baht coming from real estate business due to the sales and transferred 13 units of Condominium which construct completed in the middle of year 2018 while increasing from
the 2nd. Quarter of 2018, with 31.10 million Baht coming from increase in construction materials business while real estate business decreased 34.75 million Baht effect gross profit decrease 5.35