) Chapter 2: IT Security with the following details: 2.1 Information Security Policy; 2.2 Organization of Information Security; 2.3 Human Resource Security; 2.4 Asset Management; 2.5 Access Control 2.6
the website of the SEC Office: (a) certifying that such audit firm has a audit quality control system under Clause 11(1) and giving consent for an inspection by a representative of the SEC Office; (b
?FILEID=dat/news/201901/19006705.pdf 10 LAW which is a legal advisor in the Philippines to claim against NPSI for the refund of capital investment. Currently, the property investigation process has been
Following a referral from the Stock Exchange of Thailand (SET) in December 2021 and the SEC’s further investigation, it was found that the two offenders, namely (1) Mr. Suthee Siripornpitak, and (2
Following a referral from the Stock Exchange of Thailand (SET) in 2022 and the SEC’s further investigation, the findings and evidence led to the belief that Mr. Saravoot Somwattana (a person with
According to the referral from the Stock Exchange of Thailand (SET) in October 2023 and the SEC’s further investigation, it was found that Patcharadanai had placed trading orders in manipulative
According to the referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, facts and evidence were found leading to the belief that Worawoot, COL director and the
The Securities and Exchange Commission (SEC), with the reports from the Krungthai Bank PLC and the SEC’s further investigation, found that in November 2021 Saowarat had misappropriated her client
criminal complaint filed by the SEC, the criminal enforcement process will proceed with an investigation by the inquiry official, a prosecution of the public prosecutor, and an adjudication of the court of
According to a referral from the Stock Exchange of Thailand (SET) in 2023 and the SEC’s further investigation, it was revealed that during the period between 2 – 9 September 2022, the four