(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Securities and
e-service Online Submission See canceled document Securities Brokerage Business >> Compliance / Internal Control Type Title Section See Document Status Notified Date Effective Date 1. Notification
Business by Securities Company and Derivatives Intermediary 06/09/2013 01/04/2014 5. Notification of Capital Market Supervisory Board TorThor. 35/2556 Standard Conduct of Business, Management
e-service Online Submission See canceled document Securities Underwriter Business >> Compliance / Internal Control Type Title Section See Document Status Notified Date Effective Date 1. Notification
Securities Company and Derivatives Intermediary 06/09/2013 01/04/2014 4. Notification of Capital Market Supervisory Board TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating
e-service Online Submission See canceled document Securities Dealer Business >> Compliance / Internal Control Type Title Section See Document Status Notified Date Effective Date 1. Notification of
Company and Derivatives Intermediary 06/09/2013 01/04/2014 5. Notification of Capital Market Supervisory Board TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating Systems
e-service Online Submission See canceled document Derivatives Agent >> Compliance / Internal control Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital
e-service Online Submission See canceled document Derivatives Dealer >> Compliance / Internal control Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital