license. This case is in the process of inquiry by the inquiry official. DAB Act S.26 and Section 83 of Penal Code Criminal Complaint Filed with an Inquiry Official Dated 09/01/2026
conjunction with 26 and 83 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 24/03/2026
manager without obtaining the required licenses. This case is in the process of inquiry by the inquiry official. SEC Act S.16 in conjunction with Section 83 of the Penal Code Criminal Complaint Filed
Section 83 of the Penal Code Settlement Committee Meeting No. 5/2026 Settlement Committee Order No. 85/2026 Dated 29/04/2026
violating multiple legal provisions. Pursuant to Section 90 of the Criminal Code, the penalty shall be imposed under the provision carrying the heaviest punishment, namely, the offense of operating a digital
disclosed the inside information to the Stock Exchange of Thailand. SEC Act S.242 in conjunction with Section 83 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 27/12/2023
STARK shares on February 2023 before STARK disclosed the inside information to the Stock Exchange of Thailand. SEC Act S.242 in conjunction with Section 83 of the Penal Code Criminal Complaint Filed
S.242 in conjunction with Section 83 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 27/12/2023
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...