พิพัฒน์ และนายสุทธิศักดิ์ จิตพิมลมาศ ผู้ช่วยเลขาธิการ ซึ่งเป็นผู้แทนจาก ก.ล.ต. ประชุมร่วมกับผู้แทนจาก ก.ล.ต. และหน่วยงานกำกับดูแลตลาดทุนในภูมิภาคเอเชียแปซิฟิกจาก 8 ประเทศ ได้แก่ Australian Securities
SEC gives information on posting trading signs on listed securities in accordance with SET regulations to protect investors. SET posts supervisory signs on listed securities to warn investors to make
The action follows the revocation of Renaissance FMC’s securities business and derivatives business licenses due to conduct demonstrating a lack of credibility, operational readiness, and serious
accurate records of clients trading orders. Upon the SEC regular investigation on nine securities firms and random inspections on trading orders sent by phone and at the trading room, the investor contacts
PLUS SECURITIES COMPANY LIMITED. Therefore, most of the company’s assets were used as the guarantee for the loans with the financial institutes. The company’s assets have the higher value than the given
The Securities and Exchange Commission (SEC), represented by Ms. Nopnuanparn Pavasant, Assistant Secretary-General, Ms. Cholthida Phakdeethai, Director of the Digital Asset Supervision Department
supervisory framework for the use of Artificial Intelligence (AI) and Machine Learning in the Thai capital market. The framework is in line with the International Organization of Securities Commissions: IOSCO
However, the rules do not prohibit digital asset brokers from providing meme token services to clients on the condition that they must act as broker or agent in trading and exchanging digital assets
to invest diversely. They can invest in equity securities, debt instruments and alternative assets. Investing in SSF units offers an alternative, especially for those who have just started their
as sustainable finance, market fragmentation, supervisory cooperation, and digital assets and cryptocurrency including investor protection perspectives. Among the challenging issues resulted from