securities trading account to trade securities for others and accepting authorization to make securities trading decision on behalf of client, in violation of Clause 20(1) and (2) of the Notification of
client's child, as well as sometimes taking orders via mobile phone.{A}'s actions were deemed as obtaining authorization from client to make securities trading decisions on behalf of client; taking
indicated that {B} had obtained authorization to trade gold futures for the client. The client then acknowledged and accepted the trading as reported by him without any enquiries. The acts of {A} and {B
authorization that {A} had obtained to make securities trading decisions on the clients' behalf.In performing their duties, investment consultants can send trading orders only when obtaining instructions from
to consider and approve the authorization to the Board of Directors or persons authorized by the Board of Directors to conduct any actions in relation to the Transaction on the Investment in the
objective and providing up-to-date information sufficient for risk analysis. The reporting requirements on those unused for supervising purpose will be eliminated while frequency of report submission will be
the SEC Office and the SET on March 27, 2015 and March 30, 2015 respectively. The annual registration statement incompletely disclosed the information on Management Discussion and Analysis: MD&A and
Mahachai Hospital Public Company Limited Mahachai Hospital Public Company Limited ("M-CHAI") had duties to prepare and submit an Interim Management Discussion and Analysis for the year 2022
prepare and submit an Interim Management Discussion and Analysis for the year 2021 (MD&A) through the transmission system of the SEC office within the period specified in the notification resulted from
management discussion and analysis for the year 2022 through the transmission system of the Stock Exchange of Thailand within the period specified by the Capital Market Supervisory Board, due to his failure to